Securities regulation cases and materials

The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financ...

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Bibliographische Detailangaben
1. Verfasser: Cox, James D. (VerfasserIn)
Weitere Verfasser: Hillman, Robert William (VerfasserIn), Langevoort, Donald C. (VerfasserIn)
Format: UnknownFormat
Sprache:eng
Veröffentlicht: New York, NY Aspen Publishers 2006
Ausgabe:5. ed.
Schlagworte:
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Beschreibung
Zusammenfassung:The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting: mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws.
The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting: mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws
Beschreibung:XXXIV, 1187 S.
27 cm.
ISBN:0735559600
0-7355-5960-0