Securities regulation cases and materials
The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financ...
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Weitere Verfasser: | , |
Format: | UnknownFormat |
Sprache: | eng |
Veröffentlicht: |
New York, NY
Aspen Publishers
2006
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Ausgabe: | 5. ed. |
Schlagworte: | |
Online Zugang: | Inhaltsverzeichnis |
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Zusammenfassung: | The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting: mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws. The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting: mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws |
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Beschreibung: | XXXIV, 1187 S. 27 cm. |
ISBN: | 0735559600 0-7355-5960-0 |